Wrongful Termination of Finance Professionals – RMO Lawyers

For decades, we have represented financial industry executives and their staff in litigation, employment, and regulatory matters in state and federal courts, and arbitration. Our experience working with the industry, the firms, and the state, federal and self-regulatory bodies that regulate the industry gives us the insight necessary to help you understand what your specific needs entail, the costs, and the timing. Whether it’s representing you in a securities regulatory enforcement matter, expunging or reforming your Central Registration Depository (CRD) record, negotiating your departure and transition from one firm to another, negotiating or litigating a partnership dispute, handling your employment dispute, including promissory notes or forgivable loans you may have, unpaid compensation and bonuses, discrimination, wrongful termination, whistleblower claims, or protecting you in a securities arbitration or other litigation action, we can help.

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