PRACTICE AREAS

Securities Regulatory Enforcement

We represent senior executives, officers, directors, brokers, financial advisors, investment advisors, sales assistants, managers, and other registered representatives, as well as hedge funds, broker-dealers, investment advisers, and financial institutions in Securities and Exchange Commission (S.E.C.), Financial Industry Regulatory Authority (FINRA), other federal regulatory, state regulatory, and internal inquiries, on-the-record (OTR) interviews, investigations, enforcement actions, and administrative and civil hearings involving trading issues, fraud/misrepresentation/omission, ponzi and pyramid schemes, money laundering, insider trading, RICO, and violation of other federal or state securities laws.

Securities litigation attorney near me
SECURITIES REGULATORY ENFORCEMENT

S.E.C. and FINRA Inquiries

Whether a Securities and Exchange Commission subpoenas or Financial Industry Regulatory Authority 8210 Requests, we defend and protect clients.

SECURITIES REGULATORY ENFORCEMENT

Administrative & Civil Hearings

TBD

SECURITIES REGULATORY ENFORCEMENT

Fraud & Misrepresentation

TBD

SECURITIES REGULATORY ENFORCEMENT

Security Law Violations

TBD

David Greco is an attorney in the San Diego office of RMO LLP, which he helped launch. He represents beneficiaries, as well as professional and corporate fiduciaries – e.g. administrators, executors, trustees, conservators, and guardians – in contested trust, estate, and probate litigation matters, as well as related estate administration issues. He also handles litigated business, employment, appellate, attorney liability, and education disputes. A business owner, David uniquely understands the needs of companies of all sizes and carefully tailors his representation to fit each client’s unique situation. David also dedicates a portion of his practice to representing underserved and marginalized communities in various matters.

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