Archive For: "June, 2017"

At times, publicly traded companies and corporations can find themselves the focus of a government inquiry or investigation. These inquiries may come from securities regulatory enforcement agencies such as the Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (CFTC) and the Financial Industry Regulatory Authority (FINRA). The inquiries and investigations can center around any […]

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The stocks and securities sector often deals in high stakes, and requires the steady hand of executives who are well versed in many aspects of the finance industry. It is not uncommon for disputes to arise due to the intense nature of the financial services industry. Nor is it uncommon for someone to be unjustly […]

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When a person can no longer take care of themselves when it comes to finances and health care, the courts will place powers and responsibilities to manage that person’s affairs in the hands of a conservator. In some cases, an individual who is in failing health may have already signed a durable power of attorney […]

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When a person passes away and a trust document is in effect, the trust will have to be administered according to the wishes of the settlor (originator) of the trust. Trust administration has many steps in it and often, an attorney is called upon to not only set up the trust, but to administer it […]

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